Your new company
Global multi-asset retail broker
Your new role
- Collaborating closely with the parent company to implement and enhance local compliance manual, policies, and procedures.
- Overseeing compliance of outsourced functions or services with internal procedures.
- Reviewing the Company's website, marketing communications, and client information.
- Reporting monitoring findings and recommendations to senior management, actively managing compliance breaches.
What you'll need to succeed
- 5+ years of experience in the industry (compliance in Japan / Online retail broker)
- Deep understanding of Type 1 Financial Instruments Business and Commodity Derivative Business Operators
- Native in Japanese and fluent in English
- Compliance experience preferred but not essential
What you'll get in return
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.