Junior-Mid level Compliance Officer

Global online retail broker company is looking for a new compliance officer

Your new company

Global multi-asset retail broker


Your new role

  • Collaborating closely with the parent company to implement and enhance local compliance manual, policies, and procedures.
  • Overseeing compliance of outsourced functions or services with internal procedures.
  • Reviewing the Company's website, marketing communications, and client information.
  • Reporting monitoring findings and recommendations to senior management, actively managing compliance breaches.


What you'll need to succeed

  • 5+ years of experience in the industry (compliance in Japan / Online retail broker)
  • Deep understanding of Type 1 Financial Instruments Business and Commodity Derivative Business Operators
  • Native in Japanese and fluent in English
  • Compliance experience preferred but not essential


What you'll get in return

  • Salary up to 18M


What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
Inner Tokyo
Specialism
Banking and Financial Services
Pay
Flexible up to 18M
Ref:
1101700

Talk to a consultant

Talk to Jack Brennan, the specialist consultant managing this position, located in Tokyo Head Office
Izumi Garden Tower 38th Floor, 1-6-1 Roppongi

Telephone: +81 (0)3 3560 1396

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